-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2ObjOMb/WDN5b8SFmRyUIT1iNc2aitxklkryo/BHrG0EGq8nSJ6B46vH8I3obIw kitRAKxE5PtswcIJ/b7dDw== 0001072071-01-000003.txt : 20010223 0001072071-01-000003.hdr.sgml : 20010223 ACCESSION NUMBER: 0001072071-01-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000316770 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 310982792 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-31693 FILM NUMBER: 1541184 BUSINESS ADDRESS: STREET 1: ONE E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792000 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT BANCORP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LINDNER ROBERT D CENTRAL INDEX KEY: 0001103186 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 SC 13G/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 3) Provident Financial Group, Inc. ------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value ------------------------------------------------------------------- (Title of Class of Securities) 743866 10 5 ------------------------------------------------------------------- (CUSIP Number) Karl J. Grafe, Esq. One East Fourth Street Cincinnati, Ohio 45202 (513) 579-2538 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Page 1 of 5 Pages CUSIP NO. 743866 10 5 13G/A Page 2 of 5 Pages 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ROBERT D. LINDNER 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio 5 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER 2,274,324 shares (See Item 2) 6 SHARED VOTING POWER - - - 7 SOLE DISPOSITIVE POWER 2,274,324 Shares (See Item 2) 8 SHARED DISPOSITIVE POWER - - - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, 2,274,324 Shares (See Item 2) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.7% 12 TYPE OF REPORTING PERSON* IN CUSIP NO. 743866 10 5 13G/A Page 3 of 5 Pages Item 1(a). Name of Issuer. Provident Financial Group, Inc. Item 1(b). Address of Issuer's Principal Executive Office. One East Fourth Street, Cincinnati, Ohio 45202 Item 2(a). Name of Person Filing. Robert D. Lindner Item 2(b). Address of Principal Business Office or, if None, Residence. 3955 Montgomery Road, Cincinnati, Ohio 45212 Item 2(c). Citizenship. Not Applicable Item 2(d). Title of Class of Securities. Common Stock, no par value Item 2(e). Cusip Number. 743866 10 5 Item 3. This statement is filed pursuant to Rule 13d-1(c. CUSIP NO. 743866 10 5 13G/A Page 4 of 5 Pages Item 4. Ownership. (a) Amount Beneficially Owned: 2,274,324 (b) Percentage of Class: 4.7% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 2,274,324 (ii) Shared power to vote or direct the vote: none (iii) Sole power to dispose or direct the disposition of: 2,274,324 (iv) Shared power to dispose or direct the disposition of: none Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best knowledge and belief of the undersigned, it is hereby certified that the information set forth in this statement is true, complete and correct. Dated: February 14, 2001 By: Robert D. Lindner * --------------------------- Robert D. Lindner Karl J. Grafe - ------------------------------------ * By Karl J. Grafe, Attorney-in-Fact pursuant to authority granted in the Powers of Attorney attached hereto as Exhibit 1. CUSIP NO. 748366 10 5 13G/A Page 5 of 5 Pages Exhibit 1 POWER OF ATTORNEY I, Robert D. Lindner, do hereby appoint James C. Kennedy and Karl J. Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my behalf individually and to file with the Securities and Exchange Commission any schedules or other filings or amendments thereto made by me pursuant to Sections 13(d), 13(f), 13(g), and 14(d) of the Securities and Exchange Act of 1934, as amended. IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as of the 17th day of January, 2000. /s/ Robert D. Lindner ---------------------------- Robert D. Lindner -----END PRIVACY-ENHANCED MESSAGE-----